Banking, Compliance & Contracts Consultant
More than fifteen years in banking, compliance and financial services.
I support businesses with contracts, regulatory compliance, remediation and financial analysis, backed by a career inside major UK banks and a Master's in commercial law.
Financial services: Promontory, Santander, Clydesdale
Banking: RBS, Barclaycard, EY, Lloyds
Own consulting company
About me
My career began in 2010 in financial and sanctions services and grew through UK banking at RBS, Barclaycard, EY and Lloyds, where I worked on quality assurance, remediation and redress, and KYC and AML analysis. I hold a Master's in Arbitration and Intellectual Property Rights, Commercial Law, and a BSc in Accounting and Finance, and I now run my own consulting company.
What I do
Banking and financial services
Quality assurance, remediation and redress, and transaction screening, built on years inside major UK banks.
Sanctions and AML
Reviewing payments and transactions for sanctions, KYC and anti-money-laundering compliance.
Contracts and commercial law
Contract review and legal research, supported by a Master's in commercial law, arbitration and intellectual property rights.
Experience
Current
Founder
The Aces-afs Ltd and La Serene Ltd, Uxbridge
- Legal research and financial modelling for client reports.
- Liaison with bank account managers, solicitors and investors.
- Runs La Serene Ltd, a charity fundraising venture.
Jan to May 2017
Remediation and Redress AnalystLloyds Banking Group, Aylesbury
Oct 2015 to May 2016
Executive, FAAS Remediation Advisory and AnalyticsEY, Canary Wharf
Apr to Oct 2015
Transaction Screening AnalystBarclaycard, Northampton
Jun to Aug 2014
Finance Business PartnerBarclaycard, Northampton
May 2013 to Apr 2014
Quality Checks ControllerRBS, London
Jul 2010 to Jan 2011
AML and Swift Payments Data AnalystPromontory Financial Group, London
Qualifications and skills
Qualifications
- Master's, Arbitration and Intellectual Property Rights, Commercial Law, University of Law (2020)
- BSc (Hons) Accounting and Finance, Buckinghamshire New University (2020)
- ACCA papers with Kaplan (in progress)
- AAT, Uxbridge College
Skills and languages
- KYC, AML and sanctions analysis
- Remediation, redress and quality assurance
- Financial reporting, Excel and SAP
- Research and analysis
- French (first language), English (C2)
Work with me
Tell me about the contract, transaction or investment you need advice on, and I will reply by email.
Based in Middlesex, United Kingdom